Regulation

Licensed.
Supervised.
Accountable.

Maubex Capital operates under the supervision of the South African Financial Sector Conduct Authority — one of a small group of South African brokerages authorised to provide intermediary and discretionary services across both traditional and crypto-asset categories.

View regulatory detail
FSP number
53778
Categories
I & II
CASP
Registered
FSCA AUTHORISED FSP · No. 53778 · CATEGORY I & II · REGISTERED CASP · FSCA AUTHORISED FSP · No. 53778 · CATEGORY I & II · REGISTERED CASP ·

Regulatory standing

On the record.

The firm holds Category I and II FSP authorisation and is a registered Crypto Asset Service Provider. The Key Individual maintains full regulatory accountability and direct engagement with the FSCA on licensing, conduct and reporting matters.

Legal entity
Maverick Trading 1388 CC
Trading as
Maubex Capital (formerly JLM Brokerage)
FSCA FSP number
53778
FSP categories
Category I & II
CASP status
Registered Crypto Asset Service Provider
Key Individual
Jean Luc Mauvis (RE1, RE3, RE5)
Jurisdiction
Republic of South Africa
Operating since
November 2020

Compliance framework

Built around the standards, not around them.

Our compliance architecture is built around FSCA Conduct Standards, the Financial Intelligence Centre Act (FICA), the Protection of Personal Information Act (POPIA), and the firm’s internal AML, KYC, sanctions screening, market-conduct and risk-management policies.

Onboarding incorporates enhanced due diligence on counterparties, ultimate beneficial owners, source-of-funds verification and ongoing transaction monitoring aligned with FATF expectations.

Key Individual

Jean Luc Mauvis

Maintains full regulatory accountability and direct engagement with the FSCA on licensing, conduct and reporting matters.

Compliance function

A dedicated Chief Compliance Officer and Money Laundering Reporting Officer leads day-to-day AML/CFT oversight and reporting to the Financial Intelligence Centre.

Certifications & screening

Independently attested.

Certified

ISO 27001

Certified information security management system.
Audit in progress

SOC 2

Service organisation controls audit currently under way.
Compliant

GDPR & POPIA

Full data-protection compliance framework across both regimes.
Integrated

Chainalysis KYT

Real-time transaction screening across every leg, ~2 min latency.
Integrated

SumSub

Institutional KYC and KYB onboarding, end-to-end.
Reporting

FICA

Financial Intelligence Centre Act obligations and reporting.

Group-wide footprint

Two jurisdictions, one standard.

Maubex Capital · Maverick Trading 1388 CC

Authorised

South Africa

Operates under FSCA FSP No. 53778 (Category I & II) and as a registered Crypto Asset Service Provider. The regulated anchor of the group.

Maubex Limited · Co. No. C25226543

Application in process

Mauritius

An FSC Class S Virtual Asset Service Provider licence application is currently in process. The entity is not yet authorised to deliver regulated services and will only commence activity post-licensing.

Maubex Limited (Mauritius) is not currently authorised to provide regulated services. Nothing on this page should be read as an offer of regulated services from that entity.

How the group works together

  • 01

    Maubex Capital (SA) provides FSCA-regulated brokerage, advisory and arbitrage to both South African and international clients.

  • 02

    Maubex Limited (MU) is positioned to provide crypto exchange and international digital-asset services.

  • 03

    Group governance, brand and technology investments are coordinated across both entities.

  • 04

    Clients of each entity are served under the regulatory regime relevant to their jurisdiction.

Regulatory enquiries

For licensing, conduct or reporting matters, contact the Key Individual directly.